注册金融分析师（CFA）一级考试：道德部分模拟练习及答案解析 <br />CFA（一级）道德部分模拟练习及答案解析： <br /> <br />Question： <br /> <br />Bart Wiley，CFA，agreed in writing with his former employer not to solicit former clients for a period of one year after his termination. After he left his former employer， he consulted with a lawyer about whether the agreement was legally enforceable. The lawyer advised Wiley that it was doubtful that the agreement could be enforced， so Wiley sent a marketing brochure about his new firm to his former clients. According to the Standards of Practice Handbook， which of the following statements is most accurate with respect to Wiley‘s conduct？ <br /> <br />A. The Standards do not apply to Wiley’s conduct. <br /> <br />B. The Standards require Wiley to comply with the agreement with his former employer. <br /> <br />C. Because Wiley relied upon the opinion of legal counsel， he did not violate the Standards. <br /> <br />Answer： <br /> <br />Correct answer： B <br /> <br />--Demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations presenting multiple issues of questionable conduct. <br /> <br />A member‘s duty of loyalty to his employer prohibits him from violating any applicable non-compete agreement. <br />
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